Manual |
Other Manuals related to
|
Offence |
Band,Fine or Entry Point |
Range |
Enforced by |
(A)15.1 |
|
Unlicensed rider rides in race |
Disqualify Horse £150 or Suspend licence 2 days |
£100 - £1,000 1 - 5 days |
DP |
(A)29 |
|
Entering not qualified horse |
£1,000 or Disqualify / Exclude 3 months |
£500 - £3,000 1 month - 3 years |
DP |
(A)30 |
|
Prejudicial to the integrity, proper conduct or good reputation of
horseracing |
£2,000 or Suspend / Withdraw / Disqualify 3 months |
£1,000 - £15,000 1 month - 3 years |
DP |
(A)30.2 |
Schedule (A)4 |
Bloodstock code of practice |
£7,500 or Suspend / Withdraw / Disqualify / Exclude 6
months or refuse to accept entries |
£5,000 - £15,000 3 months - 3 years |
DP |
(A)30.3 |
|
Associating with a disqualified or excluded person under Rule (A)64 |
£1,000 or Suspend / Withdraw /Disqualify licence 2 months or refuse
to accept entries |
£500 - £2,500 1 month - 1 year |
DP |
(A)31.1 |
|
Rider failing to attend seminar or training course |
5 days |
2 - 10 days |
DP |
Breach of declaration of undertaking by licensed
person i.e. Terms and Conditions of Employment |
£750 |
£500 - £5,000 |
|
Failure to comply with requirement |
£750 |
£500 - £5,000 |
|
Provide inaccurate information or omit any relevant
information |
£250 |
£100 - £2,000 |
DP |
(A)31.2 |
|
Misleading the Stewards |
£1,500 |
£500 - £5,000 or refer |
RS |
(A)31.2 |
|
Giving deliberately misleading evidence at an enquiry* |
|
|
|
* Stewards should not hold enquiries
concerning evidence given to them at an enquiry. If they suspect there has been
an attempt deliberately to mislead them, they should formally express
their concerns at the conclusion of the enquiry or refer the matter |
(A)31.2 |
|
Forged signature |
£750 or Suspend / Withdraw / Disqualify 2 months |
£500 - £2,000 1 month - 1 year |
DP |
Misleading or endeavouring to mislead the persons
referred to in the Rule |
£2,000 or Suspend / Withdraw / Disqualify /
Exclude 3 months |
£1,000 - £5,000 1 month - 3
years |
|
Misleading or endeavouring to mislead an
Investigating Officer |
£2,000 or Suspend / Withdraw / Disqualify /
Exclude 3 months or refuse to accept entries |
£1,000 - £5,000 1 month - 3 years |
Rider giving deliberately misleading evidence at an
enquiry |
7 days |
5 - 10 days |
|
Trainer giving deliberate misleading evidence at an enquiry |
£1,500 |
£500 - £5,000 |
|
(A)32 |
|
a) Violent or Improper conduct towards Stewards or Officials |
|
|
RS/DP |
i) Abusive behaviour (verbal only) |
4 days (rider) £1000 (trainer) |
1 - 21 days £100 - £5,000 |
|
ii) Threatening behaviour (verbal,
physical gestures) |
21 days (rider) £5,000 (trainer) |
14 - 42 days £2,500 - £10,000 |
RS/DP |
iii) Violent conduct (physical
contact) |
refer |
|
RS |
Violent conduct (physical contact) |
£5,000 or Suspend/ Disqualify / Exclude 3
months |
£2,500 - £12,000 1 month - 3
years |
DP |
b) Violent or Improper conduct between
riders/trainers |
4 days (rider) £500 (trainer) |
1 - 21 days £100 - £5,000 |
|
(A)32.1 |
|
Misuse of badges |
|
|
RS |
a) Rider / trainer who allows an unauthorised person
to use his badge on a racecourse |
C |
|
|
b) Person who uses a rider's / trainer's badge on
the racecourse to which he is not entitled*. |
C |
|
|
* Can only be fined on racecourse if agrees to be bound by the Rules. If he does not he must be referred because only the Disciplinary Panel are
empowered to deal with such persons. Furthermore, the only penalty that can be
imposed is exclusion from all racecourses under Rule (A)64 |
(A)32.1 |
|
Ignoring veterinary surgeon's instructions and riding a lame horse back from the start |
21 days |
14 - 28 days |
(A)33 |
|
Bribes |
Disqualify / Exclude 3 Years |
3 months - 10 years |
DP |
(A)35.4 |
|
Service provider - lays any horse owned, trained or
ridden by the person for whom he has provided a service etc |
Disqualify/Exclude 18 months |
3 months - 10 years |
|
(A)35.9 |
|
Failing to ensure that no other person uses an account in his name to lay any horse |
£10,000 |
£5,000 - £20,000 |
DP |
(A)36 |
|
Information for reward etc |
|
|
DP |
Rider* |
Disqualify 3 years |
18 months - 5 years |
|
Trainer / owner / authorised rider's agent |
Disqualify 3 years |
18 months - 5 years |
|
Stable employee |
Disqualify 3 years |
18 months - 5 years |
|
Service provider/other person |
Disqualify/ Exclude 3 years |
18 months - 5 years |
|
(A)37 |
|
Assist or cause another person to be in breach |
For Penalty see Rule that was breached |
|
DP |
(A)38 |
|
Participation at unrecognised race meeting |
Disqualify 3 months |
1 month - 1 year |
DP |
(A)39 |
|
Breaching owners', trainers' or riders' sponsorship controls |
£150 |
|
DP |
(A)39 |
|
Deliberately breaching sponsorship controls |
£3,000 |
£1,000 - £25,000 |
DP |
(A)39 |
(C)26 |
Failing to remove sponsorship branding when
instructed |
£600 |
£500 - £5,000 |
|
(A)39 |
|
Sponsorship on silk cap |
B |
|
RS |
(A)40 |
|
Criminal offence with regard to racing |
Disqualify / Exclude 1 year |
6 months - 10 years |
DP |
|
|
Running a "ringer" |
Disqualify / Exclude 20 years |
15 - 25 years |
|
(A) 41 |
Where the corrupt or fraudulent practice included the actual or intended breach(es) of any other Rule(s) by other individuals involved in such practice, see penalty for such Rule(s) if the corresponding penalty exceeds the entry point and range below.
Where there is no such associated Rule(s):
Entry Point: disqualify / exclude 3 years.
Range: 6 months to 10 years
. |
(A)42 |
|
Causing a licensed/registered person to breach the betting restriction Rules |
Disqualify / Exclude 6 months |
3 months - 10 years |
DP |
(A)42A |
|
Failure to disclose unacceptable behaviour |
£2,000 or Suspend / Withdraw Disqualify 3 months |
£1,000 - £5,000 or Suspend / Withdraw Disqualify 1 month - 3 years |
DP |
(A)45.1.1 |
Schedule (A)6 |
Failure to return schedule (A)6 7.2 form |
£250 |
£200 - £5,000
|
DP |
(A)45.1.2 |
Schedule (A)6 |
Failure to attend an enquiry / appeal |
£1000 or Suspend licence 5 days |
£200 - £2,000 or Suspend licence
for 2-10 days |
DP |
(A)45.1.3 |
|
Failure to produce information or records for enquiry / appeal |
£2,500 |
£500 - £10,000 |
DP |
(A)45.2.1 |
|
Failure to attend an enquiry |
£1,000 or Suspend licence for 5 days |
£200 - £2,000 or suspend licence for 2-10 days |
DP |
(A)45.2.2 |
|
Failure to produce information or records for enquiry |
£2,500 |
£500 - £10,000 |
DP |
(A)49 |
|
Failure to co-operate with any authorised person |
£2,000 or Suspend / Withdraw / Disqualify 3 months |
£1,000 - £5,000 1 month - 3 years |
DP |
(A)49.4 |
|
Hinders or obstructs |
£2,000 or Suspend / Withdraw / Disqualify 3 months |
£1,000 - £5,000 1 month - 3 years |
DP |
(A)50.2 |
|
Records not produced |
|
|
DP |
Rider / trainer / owner / valet / authorised rider's agent |
Disqualify 18 months |
1 - 3 years |
|
Late production of records |
|
|
|
Rider |
Suspend / Withdraw / Disqualify 2 months |
1 month - 1 year |
|
Trainer / owner / valet / authorised rider's agent |
£2,000 or Suspend / Withdraw / Disqualify 2
months |
£1,000 - £5,000 1 month - 1 year |
|
Tampering with records - rider / trainer / owner / valet / authorised rider's
agent |
Suspend / Withdraw / Disqualify 9 months |
6 - 18 months |
|
(A)50.2 |
|
Fails to agree a time or place for an interview |
£2,000 or Suspend / Withdraw / Disqualify 3 months |
£1,000 - £5,000 1 month - 3 years |
DP |
(A)71.1 |
|
Attending a meeting whilst a disqualified person |
£2,000 or increase period of disqualfication |
£1,000 - £10,000 |
DP |
(A)74 Ground 8 |
|
Failure to lodge a transfer of engagements |
£200 |
£150 - £500 |
DP |
(A)74 |
|
Failure to register the appropriate document |
£200 |
£150 - £500 |
DP |
(A)77.1 |
Schedule (A)6 |
Failure to attend an appeal |
£1,000 or Suspend licence 5 days |
£200 - £2,000 or Suspend licence
for 2-10 days |
DP |
(A)100.7 |
|
Failure to notify Racing Calendar Office no longer registered for VAT |
£100 |
|
DP |
(B)6.1.7 |
|
Refusal to allow horse to be examined |
£5,000 or Suspend / Withdraw licence 3 months |
£2,500 - £12,000 1 month - 1 year |
DP |
(B)23.5 |
|
Failure to declare correct information on declaration sheet |
A |
|
RS |
(B)25.6 |
|
Declared rider not present on instructions of trainer/owner |
C |
|
RS |
(B)27.3 |
|
Saddling - not in appointed place |
B |
|
RS |
(B)27.5 |
|
Horse late in parade ring |
|
|
RS |
|
|
a) Group/Grade 1 |
£1000 |
£500 - £5000 |
RS |
|
|
b) All Other Races |
B |
|
RS |
(B)28 |
|
Failure to comply with parade ring protocol |
A |
|
RS |
(B)28.1 |
|
Late arrival of rider in parade ring |
B |
|
RS |
(B)29.1 |
|
Failure to ride past the stands |
B |
|
RS |
(B)29.3 |
|
Taking incorrect route to start |
B |
|
RS |
(B)30 |
|
Parades |
|
|
RS |
|
|
Group / Grade 1 |
£1,000 |
£750 - £1,500 |
|
|
|
Other Races |
£500 |
£300 - £1,000 |
|
(B)33.6 |
  |
Jumping a preliminary jump |
B |
|
RS |
(B)34.3 |
(B)42.4 |
Using a whip at the start |
B |
|
RS |
(B)36.1 |
|
Rider late to the start |
|
|
RS |
|
|
1st - 4th Offence (same penalty) |
1 day
|
|
|
|
|
5th Offence |
refer |
|
|
(B)36.1 |
|
Rider late to the start: 5th Offence |
7 days |
5 - 10 days |
DP |
(B)39.5 |
(B)39.6 |
Failure to obey recall flag |
10 days |
|
RS |
(B)41.1 |
Schedule (B)5 |
Unruly behaviour of horse |
|
|
RS |
1st occasion before Stewards |
Warning (FSB) |
|
|
2nd occasion |
refer |
|
|
(B)41.2 |
Schedule (C)5 3.5 |
Starting Stalls - report by Starter |
|
|
RS |
1st Occasion |
Starting Stalls test required |
|
|
2nd Occasion within 12 months |
Starting Stalls test required and warned,will be prevented from taking further test
for 6 months if reoffends. |
|
|
3rd Occasion within 12 months |
- 6 month restriction unless Schedule (C)5 3.8 applies |
|
|
4th Occasion within 12 months |
refer |
|
|
(B)42.4 |
Schedule (B)5 Part 4 |
Misconduct by trainer/representative at start |
B |
|
RS |
(B)45 |
|
Failure to ride to their draw |
|
|
RS |
a) 1st - 4th Offence (same penalty) |
1 day |
|
|
b) 5th Offence |
refer |
|
|
(B)45.2 |
|
Rider not keeping straight at start (x5) |
7 days |
5 - 10 days |
DP |
(B)45.6 |
|
On trainer's instructions |
C |
|
|
(B)46.2 |
|
Remounting |
4 days |
|
RS |
(B)46.4 |
|
Complete the course with other runners having pulled up |
A |
|
RS |
(B)48.1 |
|
Rider ignores stop race procedure (yellow flag) |
10 days |
|
RS |
(B)49.1 |
(B)51 |
Rider ignores the direction markers |
Disqualify Horse 10 days |
|
RS |
(B)51.1 |
(B)51.3 |
Rider fails to pull up having knowingly taken the wrong course |
Disqualify Horse 3 days (Additional penalty for taking wrong course) |
1-10 days |
RS |
(B)53 |
Schedule (B)6 |
Interference (Dangerous Riding) |
See page 20 |
|
RS |
(B)54 |
Schedule (B)6 |
Interference (Careless or Improper) |
See pages - 20 & 21 |
|
RS |
(B)54 |
|
Whip - Improper Riding |
  |
|
RS |
a) Misuse of the Whip |
See page 26 |
|
|
b) Hitting another rider deliberately with the
whip |
See Page 27 |
|
|
(B)57.1 |
|
Rider makes a manoeuvre to allow another horse a clear run |
|
|
RS |
(i) but causes no interference |
7 days |
5-10 days |
|
(ii) and fails to achieve his best possible
placing |
14 days |
7-21 days |
|
(B)57.1 |
|
Rider intentionally interferes with a horse to assist another horse
in the race |
21 days |
10-28 days |
RS |
Rider causes interference as a result of moving off
his racing line to assist another horse in the race |
10 days |
7-14 days |
|
(B)57.3 |
|
Trainer instructs rider to breach Rule (B)57.1 |
£10,000 |
£5,000 - £15,000 |
RS |
(B)58 |
(D)45 |
Horse not running on its merits ("PLACING" means any placing from
and including first to last) |
See pages 8 - 12 |
|
RS |
(B)59 |
(D)45 |
Horse not running on its merits ("PLACING" means any placing from
and including first to last) |
See pages 8 - 12 |
|
RS |
(B)59.2 |
|
Deliberately not riding a horse to obtain the best possible placing
for personal reward or where horse has been layed to lose |
See pages 8-12 - Running and Riding |
|
DP |
|
|
Stopping probable winner |
See pages 8-12 - Running and Riding |
|
|
(B)59.3 |
|
Taking the wrong course |
See page 9 |
|
RS |
(B)59.4 |
|
Rider pulls up after the chequered flag. |
7 days |
|
RS |
(B)67.4.2 |
(B)14.2 (D)47.1 |
Failure to weigh in |
Mandatory Disqualification |
|
RS |
(i) Winner |
21 days |
|
|
(ii) Second / Third |
7 days |
|
|
(iii) Fourth (or any other placing for which there is
prize money) |
3 days |
|
|
TR CLASS="rs">
(iv) Any other placing |
2 days |
|
|
(B)67.4.3 |
|
Weighing in at 2lbs or more overweight |
|
|
RS |
|
|
(i)First four placings |
3 days |
|
RS |
|
|
(ii)Any other placing |
1 day |
|
RS |
(B)67.4.4 |
(B)14.2 (C)43.3 |
Failure to draw the weight at which the rider weighed out by more
than 1lb |
Mandatory Disqualification |
|
RS |
|
|
Rider or Trainer in breach |
|
|
|
|
|
(i) Winner |
5 days (rider) or £1500 (trainer) |
|
|
|
|
(ii) Second/Third |
4 days (rider) or £1000 (trainer) |
|
|
|
|
(iii) Any other placing |
3 days(rider) or £750 (trainer) |
|
|
|
|
Cause not established - joint penalty |
|
|
|
|
|
(i) Winner |
3 days (rider) or £750 (trainer) |
|
|
|
|
(ii) Second |
2 days (rider) or £500 (trainer) |
|
|
|
|
(iii) Any other placing |
1 day (rider) or £250 (trainer) |
|
|
(B)75.5 |
|
No good or reasonable grounds for objection |
A |
|
RS |
|
|
- frivolous or vexatious |
C |
|
|
(B)83 |
|
Failure to obey Stewards |
2 days (rider) £500 (trainer) |
1 - 28 days £100 - £10,000 |
RS |
(B)83 |
(B)6.1.7 (B)6.1.8 |
Refusal to allow horse to be examined |
Pre race: Horse withdrawn |
refer |
RS |
<
|
|
|
Post race:£2000 |
£1000 - £7,500 or refer |
RS |
(B)83 |
|
Refusal to attend an enquiry |
£3,000 |
£1000 - £10,000 |
RS |
Schedule (B)3 7.1 |
(C)33 (A)74 Ground 4 |
Substance administered on day of race (after 12 midnight) without dispensation
either on racecourse premises or prior to the race |
|
|
|
|
|
a) Pre race: Unallowable substance |
Withdraw or refer |
|
|
|
|
Allowable substance |
Horse can run C |
|
|
|
|
b) Post race: Unallowable substance |
refer |
|
|
|
|
Allowable substance |
C |
|
|
|
|
Normal feed not offered by mouth |
C |
|
|
Note: |
If it is found post race that any substance was given pre-race,
the horse should normally be sampled and the matter referred so that consideration can be given to
the horse's possible disqualification and a penalty for the trainer. |
Fines for breaches of Schedule (B)3 7.1 should be imposed first
and foremost for the substance which is found and then reflect whether it was a failure to
request dispensation. Fines imposed on the racecourse should not be increased just because the substance was is also
in a syringe or a syringe is present in order to administer a substance. |
Schedule (B)3 7.1 |
(C)36.5.3.3 |
Substance given on day of race and before it runs
for which permission would not be granted |
Horse must not run - refer |
|
|
Schedule (B)3 7.1 |
(A)29 (C)37 |
Substance given on day of race and before horse
runs |
£1,000 Suspend horse for 20 days |
£750 - £2,000 |
DP |
Schedule (B)3 11.1 |
(A)29 (C)37 |
Running a horse that has had a neurectomy |
Disqualify 2 Years |
Disqualify 6months -3 years |
DP |
Schedule (B)3 Para 11.A |
(A)29 (C)37 |
Horse administered intra-articular corticosteroid on the day of the race or on any of the 14 days before the race. |
Entry Point: Disqualify £1,000 |
Range: £750-£2,000 |
DP |
Schedule (B)3 Para 22 and 23 |
|
Horse not in care of licensed trainer |
(A)29 (C)37 |
|
DP |
|
|
- mistake |
£500 |
£400 - £1,000 |
|
|
|
- deliberate |
£5,000 |
£2,500 - £10,000 |
|
Schedule (B)4 5.5 |
|
Loss of blinkers, hood, visor, eyecover, eyeshield or sheepskin
cheek pieces |
|
|
RS |
|
|
i) Accidental |
No penalty |
|
|
|
|
i) Deliberate to affect performance |
refer |
|
|
Schedule (B)4 5.5 |
|
a) In paddock |
|
|
RS |
- time to add declared garment or remove
non-declared garment |
No fine |
|
|
- if garment cannot be added |
B Horse withdrawn |
|
|
b) At start
| |
|
|
- without declared garment / with
non-declared garment |
B Horse withdrawn |
|
|
Schedule (B)4 4.4 |
|
Modification of visors |
|
|
RS |
|
|
1st Offence |
Draw trainer's attention |
|
|
|
|
2nd Offence |
B |
|
|
Schedule (B)4 5.2 |
|
Declared tongue strap not fitted in error or not shown to
Veterinary Officer / Surgeon |
B |
|
RS |
Schedule (B)4 5.6 |
|
Substitution of incorrectly declared garment |
B |
|
RS |
Schedule (B)4 5.7 |
|
Tongue-strap declared in error |
B Horse can run |
|
RS |
Schedule (B)4 6.2 |
|
Undeclared tongue strap worn prior to or in a race |
C Horse can run |
|
RS |
Schedule (B)4 7.1 |
(C)36.1 |
Oversize calkins / nailheads |
|
|
RS |
|
|
a) Horse withdrawn or problem resolved |
B |
|
|
|
|
b) Horse runs in oversize calkins / nailheads |
C |
|
|
Schedule (B)4 8 |
|
Nasal dilators or Supports |
C |
|
RS |
Schedule (B)4 8 |
|
Bells on bridle |
B |
|
|
(C)4.5 |
|
Failure to produce evidence of ownership of horses under the care or control of a Permitted Trainer |
£2000 or Withdraw/Disqualify 3 months |
£1000 - £5000 1month - 3years |
DP |
(C)12.1 |
|
Failure to check identity of horse - incorrect horses |
£750 |
£450 - £1,500 |
DP |
|
|
Failure to check identity of horse - correct horse but marking errors |
£300 |
£200 - £500 |
DP |
(C)13 |
|
Inadequate medication records |
£500 |
£250 - £2000 |
DP |
(C)15.2 |
|
Failure to correct / return Stable Employees' Register Return |
£200 |
£150 - £1,000 |
DP |
(C)16.3 |
|
Failure to correct / return Horses in Training Return |
£200 |
£150 - £500 |
DP |
(C)17.1 |
|
Failure to notify horse has been gelded |
£200 |
£100 - £500 |
DP |
(C)18.2 |
|
Notification of overseas performances (new horse arrives from abroad) |
£300 |
£200 - £500 |
DP |
(C)19.2 |
|
Notification of overseas performances (by GB trained horse) |
£300 |
£200 - £500 |
DP |
(C)20 |
Schedule (C)4 Part 1 |
Failure to enter into training agreement |
£100 |
- |
DP |
|
|
Failure to comply with Schedule (C)4 Part 2 (Code of Conduct
for Trainers) |
£2,000 or Suspend / Withdraw / Disqualify 3
months |
£1,000 - £10,000 1 month - 3 years |
|
(C)20A.1 |
|
Failure to notify change in employment status |
£300 |
£200 - £500 |
DP |
(C)22 |
&(C)27; |
Trainer in breach of Rule regarding horse(s) in his charge |
|
|
DP |
|
|
a) Below acceptable standard |
£2,000 |
£1,000 - £3,000 |
|
|
|
b) Neglect over a period of time - very poor
husbandry |
Withdraw licence 9 months |
6 months - 3 years |
|
|
|
c) Wilful cruelty |
Disqualify 8 years |
5 - 25 years |
|
(C)25 |
|
Failure to wear protective clothing or head gear |
£250 |
£100 - £2,000 |
DP |
(C)30.1 |
|
Failure by trainer to report communicable disease |
£1,500 |
£1,000 - £10,000 |
DP |
(C)31.1 |
|
Any form of ringworm |
|
|
RS |
|
|
Failure to produce a certificate |
B |
|
|
(C)31.4 |
|
Certificate not produced and scrapings positive |
£750 |
|
|
(C)32.2 |
|
Failure to use racecourse stable |
B |
|
|
|
|
Failure to vacate racecourse stable |
B |
|
|
Note: |
If it is found post race that any substance was given pre-race,
the horse should normally be sampled and the matter referred so that consideration can be given to
the horse's possible disqualification and a plenty for the trainer. |
(C)33.3 |
|
Substance administered on racecourse premises the day before the race |
|
|
|
|
|
Allowable substance |
Horse can run C |
|
|
|
|
Unallowable substance a) If trainer runs horse
b)If trainer withdraws horse |
Refer Sample horse
Refer |
|
|
Fines for breaches of Rule (C)33.3 should be imposed first
and foremost for the substance which is found and then reflect whether it was a failure to
request dispensation. Fines imposed on the racecourse should not be increased just because the substance is also in
a syringe or a syringe is present in order to administer a substance. |
(C)33.3 |
|
Substance given on racecourse premises the day before
the race |
£1,000 Suspend horse for 20 days |
£750 - £2,000 |
DP |
(C)33.7 |
|
Use of physiotherapy machine without permission |
A |
|
RS |
(C)34.1 |
|
Failure of trainer to report reason for poor performance* |
C |
|
RS |
|
|
* Horse wins, rating having dropped |
D |
|
RS |
(C)34.3 |
Schedule (B)4 5.1 |
Trainer fails to report that horse lost tongue strap during
race |
B |
|
RS |
(C)36.1.2 |
|
Reins not correctly attached to bridle |
A |
|
RS |
(C)36.1.3 |
(C)44.1 |
Other equipment worn by horse |
B |
|
RS; |
(C)37.1 |
|
Entering or Running a horse not qualified to race |
£1000 or Disqualify/Exclude 3 months |
£500 - £3,000 1month - 3years |
DP |
(C)37.2 |
|
Running wrong horse in race |
£800 |
£500 - £2,000 |
DP |
(C)38 |
|
Failure to lodge foreign racecourse performances (Horse trained outside GB) |
£350 |
£250 - £1,000 |
DP |
(C)39.3 |
|
Identity card offence - trainer |
A |
|
RS |
(C)40.5 |
|
Identity card offence - employee |
A |
|
RS |
(C)42.1.1 |
|
Failure to reserve overnight accommodation - staff |
A |
|
RS |
(C)42.1.2 |
|
Failure to reserve overnight stabling |
A |
|
|
(C)43.1 |
|
Leading horses incorrectly |
A |
|
RS |
(C)43.2 |
|
Incorrect weight or colours in racecard not declared: |
|
|
RS |
|
|
a) Colours |
A |
|
|
|
|
b) Incorrect weight |
B |
|
|
(C)43.3 |
|
Wrong weight carried |
Disqualify Horse £500 |
£250 - £1,500 |
DP |
(C)43.3.1 |
|
Number cloth not carried |
B |
|
RS |
(C)43.3.3 |
|
Saddling errors |
B |
|
RS |
(C)43.4 |
|
Removal of speed sensing device |
C |
|
RS |
|
|
Removal of speed sensing device (x4) |
£5,000 Obtain undertaking from trainer not to run horses
without SSD |
£4,000 - £8,000 |
DP |
(C)43.5.2 |
|
Removal of lead |
B |
|
RS |
(C)43.5.3 |
|
Add, remove or change equipment |
B |
|
RS |
|
|
Results in rider 2lb or more overweight |
C |
|
RS |
(C)44.1 |
(C)36.1.3 |
Fit condition of saddle - trainer |
B |
|
|
(C)44.6 |
|
Late arrival of apprentice or conditional |
B Impose on employer |
|
RS |
(C)45 |
(D)45 |
Horse not running on its merits ("PLACING" means any placing from
and including first to last) |
See pages 8 - 12 |
|
RS |
(C)45 |
Schedule (B)6 Part 2 |
Whip - Instructions by trainer |
|
|
RS |
when rider IN breach |
|
|
|
a) Inadequate |
D |
  |
|
b) Unacceptable |
£2,500 |
£2,000- £10,000 |
|
c) Failure to give any to apprentice /
conditional |
D |
|
|
when rider NOT IN breach |
|
|
|
d) Failure to give any to apprentice /
conditional |
C; |
|
|
|
|
|
|
|
|
|
|
(C)46 |
|
Running and riding enquiry |
|
|
RS |
|
|
a) Trainer fails to authorise person to represent him |
C |
|
|
|
|
b) Trainer's representative unaware of rider's instructions |
C |
|
|
(C)48.1 |
|
Trainer reported unschooled horse |
|
|
RS |
1st Occasion |
FSB |
|
|
2nd Occasion |
refer |
|
|
(C)64.1 |
|
Trainer - lays a horse under his care etc |
Disqualify 18 months |
3 months - 10 years |
DP |
(C)64.2 |
|
Stable employee - lays a horse under the care of his
employer etc |
Disqualify 18 months |
3 months - 10 years |
|
(C)66A.2 |
|
Failure to notify Racing Calendar Office of an arrangement with a Betting Organisation |
£100 |
£75 - £500 |
DP |
Schedule (C)2 1.1 |
|
Failure to contact previous employer |
£150 |
£150 - £500 |
DP |
Schedule (C)2 1.2 |
|
Failure to register new employee |
£300 |
£250 - £500 |
DP |
Schedule (C)2 1.4 |
|
Failure to notify National Insurance number |
£100 |
£75 - £150 |
DP |
Schedule (C)2 1.5 |
|
Failure to notify termination of employment |
£100 |
£75 - £150 |
DP |
Schedule (C)4 5.4 |
|
Trainer submits unjustified or frivolous report |
£300 |
£150 - £1,000 |
DP |
(C)5 3.3 |
(C) 48.8 |
a)Starting Stalls test failure following 1st report within 12 months |
|
|
RS |
within 7 days of report |
£650 |
|
|
between 8 - 14 days |
£290 |
|
|
(C)5 3.4 |
(C) 48.8 |
b)Starting Stalls test failure following 2nd starters report within 12 months |
|
|
RS |
within 14 days of report |
£1300 |
|
|
between 15 - 28 days |
£290 |
|
|
Schedule (C)5 3.5 |
|
Horse receiving report from starter (x4) |
Indefinite restriction |
|
DP |
Schedule (C)5 3.7 |
|
Failing two consecutive stalls tests |
6 months restriction on taking further test |
|
RS |
Third consecutive failure |
refer |
|
|
Schedule (C)5 3.7 |
|
Three consecutive stalls test failures by horse |
Indefinite restriction |
|
DP |
(D)13 |
|
Failure to report any injury or illness |
£250 |
£150 - £1000 |
DP |
(D)14.1 |
|
Jockey is owner or part owner of a horse |
Suspend / Withdraw licence 3 months |
1 month - 3 years |
DP |
(D)24.1 |
|
Failure to bring Medical Record Book |
|
|
RS |
1st and 2nd offence |
A By Clerk of the Scales |
|
|
3rd Offence |
C |
|
|
(D)31.1 |
|
Rider fails to notify Clerk of Course when unable to ride |
B |
|
RS |
(D)31.2 |
|
Rider substitution procedure |
B |
|
RS |
(D)32 |
(D)74 |
Rider or valet leaves racecourse and returns without
permission |
C |
|
RS |
|
|
- unless of the opinion he left for suspicious
reason, in which case |
refer |
|
RS |
(D)33 |
|
Mobile telephones (Rider) |
|
|
RS |
|
|
a) Oversight |
C |
|
|
|
|
b) Deliberate |
refer |
|
|
(D)33 |
|
Mobile phones (Rider) |
£500 or Suspend/Withdraw licence 1 month |
£350 - £2,000 7 days - 1 year |
DP |
(D)34.3 |
|
Request for telephone records |
£300 10 days |
£250 - £5,000 5 days - 28 days |
DP |
(D)36.1 |
(C)25 Schedule (D)2 Part 1 |
Skull cap / safety vest - to be worn when mounted |
B |
|
RS |
(D)36.1 |
Schedule (C)25 (D)2 Part 1 |
Skull cap/Safety Vest - unserviceable/ modified |
|
|
RS |
|
|
a) Accidental |
B |
|
|
|
|
b) Deliberate |
D |
|
|
(D)36.2 |
|
Modified Safety Vest on racecourse |
C |
|
RS |
(D)36.4 |
(C)44.1 |
Fit condition of saddle |
B |
|
RS |
(D)37 |
Schedule (D)2 Part 2 |
Whip more severe than provided for in the specifications* |
|
|
RS |
* Stewards must prohibit the use of the whip
and submit report along with confiscated whip. |
(D)37.1 |
|
Failure to carry a whip |
A |
|
RS |
(D)37.1 |
Schedule (D)2 Part 2 |
Whip not complying with specifications |
B |
|
RS |
(D)37.2 |
|
Modified approved whip |
B |
|
RS |
(D)38.7 |
|
Failure to remove the blindfold |
B |
|
RS |
(D)38.8 |
|
Ear Plugs removed |
|
|
RS |
|
|
a) By rider |
1 day |
|
|
|
|
b) On instruction of trainer / owner |
D |
|
|
(D)40.1 |
(C)44.6 |
Rider fails to acquaint himself with course |
4 days |
3-7 days |
RS |
(D)41.1 |
(B)22 |
Late arrival or failure of rider to weigh out |
B |
|
RS |
(D)41.1 |
|
Failure of rider to weigh out because declared to
ride two horses in same race |
B |
|
|
(D)41.1 |
|
Refusal to ride before weighing out |
C |
|
|
(D)42.6 |
Schedule (D) 2 Part 1 |
Safety Vest - Weighing Out |
|
|
RS |
a) Accidental |
B |
|
|
b) Deliberate failure to wear |
D |
|
|
(D)43.1 |
|
Leaving saddle unattended |
A |
|
RS |
(D)43.1 |
|
Equipment or clothing (inc Safety Vest) changes after weighing
out |
|
|
RS |
a) Accidental |
B |
|
|
b) Deliberate |
D |
|
|
(D)43.3 |
|
Failure to ride after weighing out |
£800 |
£650 - £2,500 |
RS |
(D)44.2 |
(D)40.2 |
Rider goes into wrong stall |
|
|
RS |
1st offence |
Caution |
|
|
2nd offence |
£80 |
|
|
3rd offence |
£140 |
|
|
4th offence |
1 Day |
|
|
If deliberate, 1st offence |
7 Days |
|
|
|
|
Rider starts from wrong stall |
|
|
|
a) accidental |
1 day |
|
|
b) deliberate |
7 days |
|
|
(D)44.2 |
|
Flip start - rider starts from wrong position |
|
|
|
a) accidental |
1 day |
|
|
b) deliberate |
7 days |
|
|
(D)44.4 |
Schedule (B)5 |
Misconduct by rider at the start |
|
1-5 days |
RS |
Disregarded the marker poles |
1 day |
|
|
Disregarded the marker poles and allowed his horses head to be in contact/over the starting tape |
2 days |
|
|
Attempted to line up/lined up for start before being instructed to do so |
1 day |
|
|
Did not walk in or jig jog/broke the starting tape |
1 day |
|
|
Ignored the Starter's/Assistant's instructions |
1 day |
|
|
Deliberately faced his horse backwards |
2 days |
|
|
Abusive comments directed at Starter/Assistant |
2 days |
|
|
(D)45.3 |
|
Continuing on an exhausted horse |
8 days |
5-12 days or refer |
RS |
(D)45.4 |
|
Failure to dismount from a lame or injured horse |
10 days |
7-14 days or refer |
RS |
(D)46.1 |
|
Dismount before appropriate place |
B |
|
RS |
(D)46.5.1 |
|
Removal of saddle |
1 day |
|
|
(D)46.5.2 |
(D)47.3 |
Procedures prior to Weighing In |
|
|
RS |
- accidental |
1 day |
|
|
- deliberate |
3 days |
|
|
(D)47.1 |
|
Failure to present himself to Clerk of Scales |
A |
|
RS |
(D)47.5 |
|
Rider not remaining within the vicinity of the weighing room for 5 minutes
after the announcement of "Weighed In" |
C |
|
RS |
(D)48 |
(C)35 |
Failure of rider to report that horse has gurgled |
B |
|
RS |
(D)49 |
|
Failure of rider to report reason for poor performance |
B |
|
RS |
(D)50 |
|
Failure to report to RMO |
B |
|
RS |
(D)51 |
  |
Not passed fit by RMO |
|
|
RS |
a) attempts to weigh out |
B |
|
|
b) rides in a race |
14 days |
|
|
(D)52 |
|
Late arrival at Stewards' Room |
B |
|
RS |
(D)53 and(D)55 |
|
Jockey - bets, lays or accepts the proceeds etc |
Disqualify 18 months |
3 months - 10 years |
DP |
(D)54 |
|
Amateur rider - bets, lays or accepts the proceeds etc |
Disqualify 18 months |
3 months - 10 years |
DP |
(D)74 |
|
Mobile telephones (Valet) |
|
|
RS |
|
|
a) Oversight |
C |
|
|
|
|
b) Deliberate |
refer |
|
|
(D)74 |
|
Mobile phones (Valet) |
£500 or Suspend/Withdraw licence 1 month |
£350 - £2,000 7 days - 1 year |
DP |
(D)74.1.1 |
(D)32 |
Valet leaves racecourse and returns without
permission |
C |
|
RS |
|
|
- unless of the opinion he left for suspicious
reason, in which case |
refer |
|
RS |
(D)75 |
|
Valets - bets, lays or accepts the proceeds |
Disqualify 18 months |
3 months - 10 years |
DP |
(D)78.1 |
|
Authorised rider's agent - lays any horse ridden by
a rider for whom he acts etc |
Disqualify 18 months |
3 months - 10 years |
|
(D)79.2 |
|
Failure to notify Racing Calendar Office of an arrangement with a Betting Organisation |
£100 |
£75 - £500 |
DP |
(D) Part 6 |
|
Positive Sample (Rider) |
See Testing for Banned Substances Pages 58-59 |
|
DP |
(E) 15 |
|
Horse subject to ID check |
|
|
RS |
| (C)24 (E)15.3 (E)16.3 |
i) Passport not produced |
C inc NR penalty Horse must not run |
|
|
|
(E)15 (E)16 |
ii) Cannot be identified from markings |
refer Horse must not run |
|
|
|
(C)24 (E)18 (E)19 |
iii) Vaccination section of passport not completed
correctly |
B As it can be identified allow horse to
run |
|
|
(E)15.3 |
(C)56.5 (E)16.3 |
Horse subject to vaccination check but passport not
available |
B Ask trainer to sign declaration |
|
RS |
(E)15.5 |
|
Failure to present correct horse to veterinary officer |
£750 |
£450 - £1,500 |
DP |
(E)18 |
|
Vaccinations section of passport not completed correctly - other
than alteration or a re-check |
B |
|
RS |
(E)18 |
|
Vaccination offence (x4) |
£1,000 |
£750 - £1,500 |
DP |
(E)18 |
|
Re-check reveals vaccination record still out of order |
D |
|
RS |
(E)18.2 |
|
Horse never vaccinated |
D inc NR penalty Horse must not run |
|
RS |
(E)18.6 |
|
Horse vaccinated within previous seven days |
C inc NR penalty Horse must not run |
|
RS |
(E)18 |
|
Vaccinations section of passport not completed correctly - other
than alteration or a re-check |
B |
|
RS |
(E)19.5 |
(E)19 |
Alteration to vaccination record - other than in a re-check |
A |
|
RS |
(E)19.5 |
  |
Recheck reveals alteration to vaccination record still out of order |
C |
|
RS |
(E)24 |
|
RCN not received |
£150 |
£150 - £500 |
DP |
(E)26A |
Schedule (B)3 |
Failure to notify neurectomy |
£1000 or Withdraw/ Disqualify 6 months |
£250 - £5,000 1 month - 2 years |
DP |
(E)26D |
Schedule (B)3 |
Failure to notify the Racing Calendar Office no later than 7 days after the horse has undergone a Suprachoroidal Cyclosporine Implant |
£1000 |
£250 - £2,000 |
DP |
(E)82.6 |
|
Failure to register colours |
£110 |
- |
DP |
(E)82.1 |
|
Runs in colours other than those registered |
A |
|
RS |
(E)82.7 |
|
Not as description / not registered colours |
A |
|
RS |
(E)89 |
Schedule (B)6 Part 2 |
Whip - Instructions by owner |
|
|
RS |
when rider IN breach |
|
|
|
a) Inadequate |
D |
|
|
b) Unacceptable |
£2,500 |
£2,000-£10,000 |
|
c) Failure to give any to apprentice /
conditional |
D |
|
|
when rider NOT IN breach |
|
|
|
d) Failure to give any to apprentice /
conditional |
C |
|
|
|
|
|
|
|
|
|
|
(E)89A |
|
Owner compensates rider or instructs another to do so |
£12,500 or Disqualify 6 months |
£5,000 - £30,000 or 1 months - 3 years |
DP |
(E)92.2 |
|
Owner - lays a horse he owns etc. |
Disqualify 18 months |
9 months - 10 years |
DP |
(F)12 |
|
Non payment of fixture fee |
£2,000 |
£1,000 - £3,000 |
DP |
(F)15 |
|
Breach of BHAGI's by Managing Executives |
£3,500 |
£1,000 - £15,000 |
DP |
Breach of BHAGI 11.1 para 13(c) - medical services
incomplete |
£5,000 |
£3,500 - £15,000 |
|
Breach of BHAGI 11.2 para 3 - Annex B form signed
when arrangements incomplete |
£7,500 |
£5,000 - £15,000 |
|
|
|
Minor technical breach of the Medical arrangments |
|
Caution |
  |
(F)51 |
Schedule (F)4 |
Failure to comply with the Protocol for Claimants |
£400 or Disqualify / Exclude 3 months |
£200 - £2,000 1 month - 3 years |
DP |
(F)56 |
|
Multiple claims |
£800 |
£250 - £2,000 |
DP |
(F)57 |
|
Claim not paid or secured within 2 days |
£400 |
£250 - £2,000 |
DP |
(F)57 |
|
Not honour claim within 12 days |
£400 |
£250 - £2,000 |
DP |
|
|
Dishonour claim |
Disqualify/Exclude 2 years |
1 - 5 years |
|
(F)59.1 |
|
Claimant sells horse before paying for it |
£400 |
£250 - £1,000 |
DP |
(F)59.4 |
|
Horse entered or run contrary to Rule (F)59.3 |
£800 (Suspend Horse) |
£250 - £2,000(Suspend Horse) |
DP |
(F)63.1 |
|
Failure to lodge passport |
A |
|
RS |
(F)92.6 |
|
Failure to declare a rider |
B |
|
RS |
(F)92.6 |
|
Unavailable rider declared to ride |
A |
|
RS |
(F)95 |
|
Delay in making a scratching |
£500 |
£250 - £2,000 |
DP |
(F)96.1 |
Schedule (F) 7 |
Horse does not run |
B |
|
RS |
(F)96.2 |
|
Double declarations- |
|
|
RS |
circumstances not exempted by Rules (F)98 and (F)99 |
D inc NR penalty |
|
|
runs at non-preferred meeting contrary to Rules (F)98.5 and (F)99.5 |
£1,200 inc NR penalty |
|
|
Examples: |
|
|
|
a) Horse is declared to run in one race at Ayr and
one race at Bath but runs at Bath |
D |
|
|
b) Horse is declared to run in two races at Ayr and
runs in the first |
D |
|
|
c) Horse is declared to run two races at Ayr but
runs in neither |
D second NR penalty may be imposed |
|
|
d) Horse is declared to run in one race at Ayr and
one at Bath and runs in neither |
D Second meeting may also impose NR
penalty |
|
|
|
|
(F)96.2 |
|
Double declaration (x3) |
£2000 |
£1,500 - £3,000 |
DP |
(F)96.4.2 |
|
Wilful disregard of interest of racegoers - taking account of
nature of offence and importance of race |
£500 |
£250 - £1,500 |
RS |
(F)98.5 |
|
Double declarations runs at non-preferred meeting contrary to rules (F)98.5 and (F)99.5 |
£1200 inc NR penalty |
|
RS |
(F)100 |
Schedule (F)7 |
Non-runner - failure to notify Racing Calendar Office or Clerk of
the Course |
B |
|
RS |
(F)101 |
|
Failure to notify death of a horse |
£100 |
|
DP |
(F)114.1 |
|
Failure by racecourse to pay prize money to stakeholders |
£2,000 |
£1,000 - £3,000 |
DP |
(F)119 |
|
Incorrect payment of stable percentage money (administrative) |
£100 |
£75 - £500 |
DP |
|
|
Failure to display return and / or criteria for
payment |
£100 |
£75 - £500 |
|
|
|
Retention of stable percentage money by trainer |
£2,000 or Suspend / Withdraw licence 3
months |
£1,000 - £5,000 1 month - 3
years |
|
(F)143.3 |
|
Failure to claim correct riding allowance |
£250 |
£150 - £1,000 |
DP |
(G)2.1 |
(G)2.1 |
Presence of Prohibited Substance in Horses sample |
|
|
DP |
|
|
(a) Stalls test |
£1,000 |
£750 - £2,000 |
|
|
|
(b) Raceday substance |
Disqualify Horse £1,000 Disqualify 2 Years |
£750 - £10,000
|
|
|
|
(c) Substance prohibited at all times |
Disqualify Horse Disqualify 2 Years |
1 - 10 years |
|
(G)2.2 |
(G)2.2 |
Use or Attempted Use of a Prohibited Substance or a Prohibited Method |
|
|
DP |
|
|
(a) Stalls test |
£1,000 |
£750 - £2,000 |
|
|
|
(b) Raceday substance |
Disqualify Horse £1,000 Disqualify 2 Years |
£750 - £10,000 1 - 10 years |
|
|
|
(c) Substance or method prohibited at all times |
Disqualify Horse Disqualify 2 Years |
1 - 10 years |
|
(G)2.3 |
(G)2.3 |
Evading, Refusing or Failing to Submit a Sample Collection |
|
|
DP |
|
|
(a)Evasion or Refusing |
Disqualify Horse Disqualify 2 Years |
1 to 10 years |
|
|
|
(b) Failing -intentional conduct |
Disqualify Horse Disqualify 2 Years |
1 to 10 years |
|
|
|
(c) Failing - negligent conduct |
Disqualify Horse Disqualify 1 Year |
6 months to 5 years |
|
(G)2.4 |
(G)2.4 |
Tampering, or attempted tampering |
Disqualify Horse Disqualify 2 Years |
1-10 Years |
DP |
(G)2.5 |
  |
Administration or attempted administration (a) Raceday substance or method |
Disqualify Horse £2,000 Disqualify 2 Years |
£1,000 to £12,000 6 months to 10 Years |
DP |
(G)2.7 |
(G)2.7 |
Trafficking or attempted trafficking |
Disqualify Horse Disqualify 4 Years |
2-12 Years |
DP |
(G)2.8 |
(G)2.8 |
Whereabouts Failures |
|
|
DP |
|
|
Filing Failures (2.8) |
£2,000 Disqualify 6 months |
£1,000 - £5,000 1 month - 3 years |
|
|
|
Complicity |
For penalty see the breach that complicity was relevant |
  |
|
Schedule(G)2.6.1 |
| Possession on racecourse premises of a prohibited substance or prohibited method in circumstances where dispensation would have been given if requested. |
C |
|
DP |
Schedule(G)3.1.5 |
(E)15.3 | Passport not available for inspection in the sampling unit |
B |
|
DP |